ADRIAN ROBERT BARR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/29/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041009201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Adrian Robert Barr, Respondent General Securities Representative CRD No. 5002855 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Adrian Robert Barr ("Barr") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2014041009201data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5002855 |
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