Nex Systems
Person

David Warren Olson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/28/2018: FINANCIAL INDUSTRY REGULATORY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052579701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: David Warren Olson, Respondent Former Registered Representative CRD No. 1700644 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2016052579701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1700644

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