ANDREW C. CALLIHAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/08/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. ANDREW C. CALLIHAN Registered Representative (CRD No. 4427620) Respondent. Disciplinary Proceeding No. 2007010731201 Hearing Officer Matthew Campbell ORDER ACCEPTING OFFER OF SETTLEMENT Daft;: July 8, 2010 INTRODUCTION Disciplinary Proceeding No. 2007010731201 was filed on April 23, 2010, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA)(Complainant).
04/23/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant vs. ANDREW C. CALLIHAN Registered Representative (CRD No. 4427620) Respondent Disciplinary Proceeding No. 2007010731201 Hearing Officer COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From on or about November 20, 2006, to May 1, 2007, Andrew C. Callihan (Callihan) withdrew or caused the withdrawal of a total of $19,000 from three bank customers' checking or retirement accounts and
Reference 2007010731201data-portal.finra.org finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4427620

Other names1

Also known as1

ANDREW CHARLES CALLIHAN

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