Nex Systems
Person

SCOTT DAVID MASON

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/26/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. SCOTT DAVID MASON (CRD No. 3270983) Respondent. Disciplinary Proceeding No. 2009016363501 Hearing Officer: LOM ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2009016363501 was filed on May 26, 2011, by the Department of Enforcement (Enforcement) of the Financial Industry Regulatory Authority (FINRA). Scott David Mason (Mason) submitted an Offer of Settlement

    Reference 2009016363501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3270983

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.