STEPHEN J. WIRSCH

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/19/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011025653801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Stephen J. Wirsch, Respondent Financial and Operations Principal CRD No. 5501623 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Stephen J. Wirsch ("Wirsch"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This
Reference 2011025653801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5501623

Other names1

Also known as1

STEPHEN JOHN WIRSCH

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