EDUARDO M. TEJEDA
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/07/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005003386301 TO: Department of Enforcement NASD RE: Eduardo M. Tejeda, Respondent General Securities Representative [CRD No. 4388070] Pursuant to Rule 9216 of NASD Code of Procedure, Eduardo M. Tejeda submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the
Reference 2005003386301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4388070 |
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