PAUL A. OBERSTELLER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/13/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Paul A. Obersteller, General Securities Principal and General Securities Representative [CRD No. 350264], Respondent. DISOPLUNARY PROCEEDING NO. 2009016548801 Hearing Officer: RSH ORDER ACCEPTING OFFER OF SETTLEMENT Date: September 13, 2010 INTRODUCTION Disciplinary Proceeding No. 2009016548801 was filed on April 26, 2010, by the Department of Enforcement of the Financial Industry Regulatory
Reference 2009016548801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	350264

Other names1

Also known as1

PAUL ALBERT OBERSTELLER

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