LEON PARVIZIAN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/17/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008013666102 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Leon Parvizian Direct Participation Programs Representative Direct Participation Program Principal Uniform Securities Agent CRD No. 1861143 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Leon Parvizian submits this Letter of Acceptance,
Reference 2008013666102data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1861143 |
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