Nex Systems
Person

ISAAC BROWN, JR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/27/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008423801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Isaac Brown, Jr., Respondent CRD No. 2837569 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure I, Isaac Brown, Jr. ("Brown" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2007008423801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2837569

Other names1

Also known as1

Isaac Brown Jr.

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