Nex Systems
Person

JOHNNY M. JORDAN

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/13/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant v. JOHNNY M. JORDAN (CRD No.1972813), Respondent. Disciplinary Proceeding No. 2005000126701 Hearing Officer - RSH DEFAULT DECISION December 13, 2005 Respondent failed to follow a customer's trading instructions, in violation of NASD Conduct Rule 2110, and failed to respond to NASD requests for information, in violation of Procedural Rule 8210 and Conduct Rule 2110. For failing to respond to information requests, Respondent is

    Reference 2005000126701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1972813

Other names1

Also known as1

JOHNNY MARC JORDAN

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.