Nex Systems
Person

BRUCE LIBMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/27/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. BRUCE LIBMAN (CRD No. 1859821), Respondent. Disciplinary Proceeding No.2009016911206 Hearing Officer - MC ORDER ACCEPTING OFFER OF SETTLEMENT Date: 1/27/12 INTRODUCTION Disciplinary Proceeding No. 2009016911206 was filed on November 17, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA")

    Reference 2009016911206data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1859821

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