MICHAEL VALERIO JR.

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/13/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Valerio, Jr., Respondent Registered Representative CRD No.2694629 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit to Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below
Reference 2008012143901finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2694629

Other names1

Also known as1

MICHAEL VALERIO, JR

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