CHARLES G. BOUDREAUX IV
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/16/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Charles G. Boudreaux, IV, General Securities Representative [CRD No. 3231717] Respondent. Disciplinary Proceeding No. C05050014 Hearing Officer: AWH ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 16, 2005 INTRODUCTION Disciplinary Proceeding No. C05050014 was filed on April 14, 2005, by the Department of Enforcement of NASD ("Complainant"). Respondent Charles G. Boudreaux, IV submitted an Offer of Settlement ("Offer") to Complainant
Reference C05050014data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3231717 |
Other names1
Also known as1
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