Nex Systems
Person

RONEN ZAKAI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/21/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070106287-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ronen Zakai, Respondent Corporate Securities Representative CRD No. 4244908 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Ronen Zakai ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2007010628701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4244908

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