BRIAN J. SCHUSTER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/04/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006004949201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brian J. Schuster, Respondent General Securities Representative CRD No. 2894479 Pursuant to Rule 9216 of FINRA's Code of Procedure, I, Brian J. Schuster ("Schuster" or "Respondent")
Reference 2006004949201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2894479

Other names1

Also known as1

BRIAN JONATHON SCHUSTER

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