JOHN S. CHO

Financial crime

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/19/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006007065701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John S. Cho, Respondent Limited Registered Representative (CRD No. 4480149) Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, John S. Cho, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2006007065701data-portal.finra.org finra.org
Effective
23 Apr 2009
Prohibition/Removal Orders
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
Prohibition
Reference AA-EC-08-79apps.occ.gov

Identifiers1

Identifier	Number
ID number	4480149

Other names2

Also known as2

JOHN SHIM CHOCho, John S.

Addresses1

Columbus, OH

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