REGINALD JENKINS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/03/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. REGINALD JENKINS (CRD No. 5504647), Respondent. Disciplinary Proceeding No. 2008013113401 Hearing Officer - RSH DEFAULT DECISION December 3, 2009 The Respondent was barred for violating Conduct Rules 2110 and 2010 and Procedural Rule 8210 by failing to respond in any manner to requests for information. Because of the bar, the Respondent was not sanctioned further for violating Conduct Rule 2110 and
Reference 2008013113401data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5504647 |
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