Nex Systems
Person

Holly Florence Arbuckle

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/26/2018: FINANCIAL INDUSTRY REGULATORY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055929001 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Holly Florence Arbuckle, Respondent CRD No. 6804747 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Holly Florence Arbuckle (“Arbuckle or “Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2017055929001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6804747

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