JAMES STANLEY GOSSETT
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008653501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: James Stanley Gossett, Respondent Former General Securities Representative CRD No. 4574668 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, James Stanley Gossett, submit this Letter of Acceptance, Waiver and Consent ("AWC")
Reference 2007008653501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4574668 |
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