JAMES P. SHEEHAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/04/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007011210901 TO: Department of Enforcement Re: James P. Sheehan General Securities Representative (CRD No. 2336866) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, James P. Sheehan, submit this Letter
Reference 2007011210901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2336866

Other names1

Also known as1

JAMES PATRICK SHEEHAN

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