ARMANDO JARAMILLO JR.

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/05/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ARMANDO JARAMILLO, JR. (CRD No. 4427980), Respondent. Disciplinary Proceeding No. 20070080858-01 DEFAULT DECISION Hearing Officer -SW Dated: December 5, 2008 Respondent is barred from associating with any FINRA member firm in any capacity for: (1) engaging in unethical conduct in dealing with a customer, in violation of Conduct Rule 2110; and (2) failing to respond to requests for information from
Reference 2007008085801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4427980

Other names1

Also known as1

ARMANDO JARAMILLO, JR

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.