MANUEL PETER ASENSIO

12/05/2011: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT Nos. 10-13784 & 10-13811 Non-Argument Calendar Agency Docket No. 3-13733 MANUEL P. ASENSIO, Petitioner, versus SECURITIES AND EXCHANGE COMMISSION, Respondent. Petitions for Review of a Decision of the Securities and Exchange Commission (December 5, 2011) Before CARNES, MARTIN and ANDERSON, Circuit Judges. PER CURIAM: Manuel P. Asensio, proceeding pro se, appeals the Securities and Exchange Commission's order dismissing his

Reference CAF030067data-portal.finra.orgfinra.org

07/28/2006: BEFORE THE NATIONAL ADJUDICATORY COUNCIL NASD In the Matter of Department of Enforcement, Complainant, vs. Asensio Brokerage Services, lnc. n/k/a Integral Securities, Inc. New York, NY and Manuel Peter Asensio Miami, FL and New York, NY, Respondents. DECISION Complaint No. CAF030067 Dated: July 28, 2006 Individual respondent failed to respond to requests for information. Respondents issued research reports that failed to include required disclosures and that contained misleading information. Held

01/04/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ASENSIO BROKERAGE SERVICES, INC., n/k/a Integral Securities, Inc. (CRD No. 31742), and MANUEL PETER ASENSIO (CRD NO. 1148811), Respondents. Disciplinary Proceeding No. CAF030067 Hearing Officer-Andrew H. Perkins HEARING PANEL DECISION January 4, 2005 The individual respondent is barred for failing to respond to requests for information in violation of NASD Procedural Rule 8210 and NASD Conduct Rule 2110. In addition, the Respondents

Reference CAF030067data-portal.finra.orgdata-portal.finra.orgfinra.org