Person

CHAIM ILOWITZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/29/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2014040575801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Chaim Ilowitz, Respondent CRD No. 6035241. Pursuant to FINRA Rule 9216 of FINRA Code of Procedure, I, Chaim Ilowitz, submit this letter of Acceptance, Waiver, and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2014040575801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6035241

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