Nex Systems
Person

HAROLD EARL BLONDEAU

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/21/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070093612 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Harold Earl Blondeau General Securities Representative (CRD No. 1439187) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Harold Earl Blondeau ("Blondeau"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2007009361201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1439187

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