Nex Systems
Person

MARK ANDREW SIBERT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/18/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016845001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Mark Andrew Sibert, Respondent CRD No. 4287925 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Mark Andrew Sibert, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2009016845001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4287925

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