Nex Systems
Person

FREDRIC HENRY GARDNER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/16/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009020196301 TO: Department of Enforcernent Financial Industry Regulatory Authority ("FINRA") RE: Fredric Henry Gardner, Respondent Registered Representative CRD No. 2252801 Pursuant to FINRA Rule 9216 of the FINRA Code of Procedure, Fredric Henry Gardner ("Respondent" or "Gardner") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2009020196301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2252801

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