MATTHEW T MCKINNEY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/18/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Matthew T. McKinney CRD No. 4516034, Respondent. Disciplinary Proceeding No. 2007008624001 Hearing Officer: SNB ORDER ACCEPTING OFFER OF SETTLEMENT Date: March 18, 2009 INTRODUCTION Disciplinary Proceeding No. 2007008624001 was filed on February 26, 2009, by the Department of Enforcement of
Reference 2007008624001finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4516034

Other names1

Also known as1

MATTHEW T. MCKINNEY

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