Nex Systems
Person

GARY ROBERT STREMEL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/07/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GARY ROBERT STREMEL (CRD No 1586775) Respondent. Disciplinary Proceeding No. 2008013884701 Hearing Officer: Andrew H. Perkins ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2008013884701 was filed on June 23,2009, by the Department of Enforcement (Complainant) of the Financial Industry Regulatory Authority

    Reference 2008013884701finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number1586775

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