MARC ALAN LUXENBERG
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/03/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005002187801 TO: Department of Enforcement NASD RE: Marc Alan Luxenberg, Respondent [General Securities Representative] [CRD No. 2091350] Pursuant to Rule 9216 of NASD Code of Procedure, Respondent Marc Alan Luxenberg ("Luxenberg" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if
Reference 2005002187801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2091350 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.