Nex Systems
Person

RYAN P. MILLER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/01/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024809201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ryan P. Miller, Respondent CRD No. 4609550 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Ryan P. Miller (Respondent) submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2010024809201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4609550

Other names1

Also known as1

RYAN PAUL MILLER

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