Nex Systems
Person

GARY HARRISON LANE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/13/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER JDF ACCEPTANCE, WAIVER AND CONSENT 20110270486-01 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority ("FINRA") RE: Gary Harrison Lane, Respondent CRD No, 713745 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Gary Harrison Lane ("Lane" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2011027048601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number713745

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