Nex Systems
Type not stated

Bernard L. Madoff Investment Securities LLC

Financial crime

United States. Named in 2 sanctions listings.

Screen this subject

Sanctions and listings2

  • Official designation

    Securities and Exchange CommissionUS SEC Actions Due to Harmed InvestorsUnited States

    sec.govsec.gov

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/27/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050025081-02 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Bernard L. Madoff Investment Securities LLC, Respondent Broker-Dealer CRD No. 2625 Pursuant to NASD Rule 9216 of FINRA Code of Procedure, Bernard L. Madoff Investment Securities LLC (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2005002508102finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.