BRYON SCOTT KEY
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/23/2006: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Bryon Scott Key, General Securities Representative CRD No. 3012745 Respondent. Disciplinary Proceeding No. 20050026638 01 Hearing Officer - SW ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 23, 2006 INTRODUCTION Disciplinary Proceeding No. 2005002663801 was filed on April 25, 2006, by the Department of Enforcement of NASD ("Complainant"). Respondent Bryon Scott Key submitted an Offer of Settlement ("Offer") to Complainant on June 12
Reference 2005002663801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3012745 |
Other names1
Also known as1
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