Nex Systems
Person

JOHN J. TRIGLIA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/14/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. John M. Repine, Financial and Operations Principal, General Securities Principal and General Securities Representative (CRD No. 1910844) and John J. Triglia, General Securities Principal and General Securities Representative (CRD No, 2457892) Respondents. INTRODUCTION Disciplinary Proceeding No. E0420030634-04 was filed on January 31, 20007 by the Department of Enforcement of the

    Reference E042003063404data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2457892

Other names1

Also known as1

JOHN JOSEPH TRIGLIA

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