CHRISTOPHER J. SANTANELLI
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/25/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. ELI04036401 TO: Department of Enforcement NASD RE: Christopher J. Santanelli, Respondent General Securities Representative CRD No. 4392280 Pursuant to Rule 9216 of NASD Code of Procedure, Christopher J. Santanelli ("Santanelli") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will
Reference ELI04036401data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4392280 |
Other names1
Also known as1
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