Nex Systems
Person

YIMIN GE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/27/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041901701 TO: Department of Enforcement Financial lndustry Regulatory Authority ("FINRA") RE: Yimin Ge, Respondent CRD No. 4891755 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA

    Reference 2014041901701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4891755

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