Nex Systems
Person

PATRICK BUTRICO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/02/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. R. MATTHEW SHINO, CRD NO. 1380293, AND PATRICK BUTRICO, CRD NO. 2295351, RESPONDENTS. DISCIPLINARY PROCEEDING NO. E3A20030495-01 HEARING OFFICER: LBB ORDER ACCEPTING OFFER OF SETTLEMENT OF RESPONDENT BUTRICO Date; May 30, 2008 INTRODUCTION Disciplinary Proceeding No. E3A20030495 was tiled on February 7, 2008, by the Department of Enforcement of the Financial Industry Regulatory Authority

    Reference E3A2003049501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2295351

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