DAVID FARBER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/04/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT 2008011713701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Park Financial Group, Inc. CRD No. 30582 Gordon Charles Cantley General Securities Principal CRD No. 1453986 David Farber General Securities Representative and Equity Trader CRD No. 3181573 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Park Financial Group, Inc. ("Park"), Gordon Charles Cantley ("Cantley") and David
Reference 2008011713701finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	204364

Other names1

Also known as1

DAVID IRWIN FARBER

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.