JOSE ABEL GAMEZ

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/23/2025: Gamez failed to provide information and documents requested pursuant to FINRA Rule 8210 in connection with a FINRA investigation into whether Gamez used customer funds for personal reasons. As a result, Gamez violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 2025086809101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4292479

Other names1

Also known as1

Jose A. Gamez

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