Nex Systems
Person

QUINTON JEFFRIES-HERNANDEZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/01/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. QUINTON JEFFRIES-HERNANDEZ (CRD No. 5307204), Respondent. Disciplinary Proceeding No. 2008015002801 Hearing Officer - RSH DEFAULT DECISION June 1, 2010 Respondent violated Conduct Rule 2110 by converting funds from his employer, Procedural Rule 8210 and Conduct Rule 2110 by failing to respond to requests for information,

    Reference 2008015002801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5307204

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