FRANK DIBENEDETTO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/28/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E102003207901 TO: Department of Enforcement NASD RE: Frank DiBenedetto ("DiBenedetto") Respondent (CRD No. 2264232) Pursuant to Rule 9216 of NASD Code of Procedure, I, Frank DiBenedetto ("DiBenedetto" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any
Reference E102003207901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2264232 |
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