MICHAEL ALEJANDRO CASTILLERO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/06/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058649501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Castillero, Respondent General Securities Representative CRD No. 4583917 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael Castillero ("Castillero"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2018058649501finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4583917

Other names1

Also known as1

Michael Castillero

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