Larry Michael Crabtree

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/30/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038710501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Larry Michael Crabtree, Respondent General Securities Representative CRD No. 2479599 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below, This AWC is submitted
Reference 2013038710501finra.org data-portal.finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/26/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055858301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Larry Michael Crabtree, Respondent General Securities Representative CRD No. 2479599 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Larry Michael Crabtree ("Crabtree"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2017055858301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2479599

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