JOHAN MARY-LYN AKAL

08/02/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. JOHAN MARY-LYN AKAL (CRD No. 4050242) RESPONDENT. DISCIPLINARY PROCEEDING No. 2011030662501 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From December 2010 through September, 2011 (the "Relevant Period"), Johan Mary-Lyn Akal ("Akal" or "Respondent"), a licensed personal banker employed with SunTrust Bank (the "Bank"), violated

09/05/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. JOHAN MARY-LYN AKAL (CRD No. 4050242) RESPONDENT. DISCIPLINARY PROCEEDING No. 2011030662501 FIRST AMENDED COMPLAINT AMENDED COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From December 2010 through September, 2011 (the "Relevant Period"), Johan Mary-Lyn Akal ("Akal" or "Respondent"), a licensed personal banker employed with SunTrust Bank

01/03/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOHAN MARY-LYN AKAL (CRD No. 4050242), Respondent. Disciplinary Proceeding No.2011030662501 Hearing Officer - MAD January 3, 2013 Respondent is barred from associating with any FINRA registered firm in any capacity for (1) converting funds from a bank customer's account, in violation of FINRA Conduct Rule 2010; and (2) failing to respond to requests for information and testimony, in violation of

Reference 2011030662501data-portal.finra.orgdata-portal.finra.orgdata-portal.finra.orgfinra.org