Nex Systems
Person

FRANCIOS BELIZAIRE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/27/2005: NASD OFFICE OF HEARJNG OFFICERS DEPARTMENT OF ENFORCEMENT Complainant, v. FRANCIOS BELIZAIRE a/k/a FRANCIOS W. BELIZAIRE (CRD No. 4495421), Respondent. Disciplinary Proceeding No. C10040110 Hearing Officer - AWH DEFAULT DECISION April 27, 2005 Formerly associated person barred from association with any member firm in any capacity for falsifying documents, in violation of NASD Conduct Rule 2110, and for failing to respond to NASD Staff requests for information, in violation of NASD Procedural Rule 8210 and

    Reference C10040110data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4495421

Other names2

Also known as2

FRANCIOS W. BELIZAIREFRANCIOS WOLFFE BELIZAIRE

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