KYLE PATRICK HARRINGTON

11/12/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KYLE P. HARRINGTON (CRD No. 2282328), and LINDA C. MILBERGER (CRD No. 4939206), Respondents. Disciplinary Proceeding No. 2015047303901 Hearing Officer-DRS EXTENDED HEARING PANEL DECISION November 12, 2018 Respondent Kyle P. Harrington is (1) barred from associating with any FINRA member firm for converting customer funds; (2) barred from associating with any

06/23/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, V. KYLE P. HARRINGTON (CRD No. 2282328), and LINDA C. MILBERGER (CRD No. 4939206), Respondents. DISCIPLINARY PROCEEDING No. 2015047303901 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. This case involves a series of deceptions by Respondent Kyle Harrington with the help of his assistant, Respondent Linda Milberger, to conceal Harrington's conversion of customer funds and private

Reference 2015047303901data-portal.finra.orgfinra.orgdata-portal.finra.org

12/28/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011030176901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Kyle Patrick Harrington, Respondent CRD No. 2282328 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Kyle Patrick Harrington ("Harrington" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

Reference 2011030176901finra.orgdata-portal.finra.org