WILLIAM C TUCKER, JR

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/02/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT No. 2013036705401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: William C. Tucker, Jr., Respondent Former General Securities Representative CRD No. 3101834 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, William C. Tucker, Jr. ("Tucker" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of
Reference 2013036705401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3101834

Other names1

Also known as1

WILLIAM C. TUCKER JR.

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