Cynthia Komarek
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/04/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067641402 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Cynthia Komarek (Respondent) Former General Securities Representative CRD No. 1188714 Pursuant to FINRA Rule 9216, Respondent Cynthia Komarek submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020067641402finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1188714 |
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