JPMORGAN CHASE & CO

Regulator action

United States. Named in 10 sanctions listings.

Screen this subject

Sanctions and listings10

Effective
8 Mar 2024
Ended
4 Dec 2025
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order, Civil Money Penalty
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
18 Sep 2013
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $200,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
14 Jan 2013
Ended
5 Dec 2019; 6 Jun 2019
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
6 Jul 2011
Ended
16 Jun 2017
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Written Agreement
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
20 May 2015
Ended
3 Aug 2021
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
9 Feb 2012
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $275,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
13 Apr 2011
Ended
12 Jan 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
20 May 2015
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $342,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
17 Nov 2016
Ended
11 Feb 2020
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $61,932,500 and cease and desist order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
28 Feb 2013
Ended
12 Jan 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Amendment to 4/13/2011 Order to Cease and Desist
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Supporting documents9

Federal Reserve Board issues enforcement action against JPMorgan Chase & Co. and fines the firm approximately $98.2 million for an inadequate program to monitor firm and client trading activities for market misconduct
2024-03-14
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20240314a.htm
Federal Reserve Board orders JPMorgan Chase & Co. to pay $61.9 million civil money penalty
2016-11-17
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20161117a.htm
Amendments to consent orders memorialize $9.3 billion foreclosure agreement
2013-02-28
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20130228a.htm
Federal Reserve Board issues two consent cease and desist orders against JPMorgan Chase & Co.
2013-01-14
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20130114a.htm
JPMorgan Chase & Co. to pay $200 million for oversight, management, and controls deficiencies
2013-09-19
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20130919a.htm
Federal Reserve issues enforcement actions related to deficient practices in residential mortgage loan servicing and foreclosure processing
2011-04-13
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20110413a.htm
Board issues enforcement action with JPMorgan Chase
2011-07-07
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20110707b.htm
The Federal Reserve Board releases orders related to the previously announced monetary sanctions against five banking organizations
2012-02-13
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20120213a.htm
Federal Reserve announces fines totaling more than $1.8 billion against six major banking organizations for their unsafe and unsound practices in the foreign exchange (FX) markets
2015-05-20
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20150520a.htm

Other names1

Also known as1

JPMorgan Chase & Co.

Addresses1

New York, New York

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