Brian Radoo
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/18/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064942101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brian Radoo (Respondent) Former General Securities Representative CRD No. 2558458 Pursuant to FINRA Rule 9216, Respondent Brian Radoo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019064942101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2558458 |
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